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SEC probes will have at least two of the trading firms on the NYSE and listed as follows: source of

FILE PHOTO: Slack Technologies Inc. the logo is displayed on a banner outdoors the New York Stock Exchange (NYSE) at the thew company’s initial public OFFERING in New York, New York, USA, 20 June, 2019 at the latest. REUTERS/Brendan McDermid

(Reuters) – The U.S. securities regulator has asked at least two of the trading houses for information on a wide-ranging investigation into the initial public offering and direct listing is a five-year return on the New York Stock Exchange, a person familiar with the matter told Reuters on Friday.

With the united states Securities and Exchange Commission has requested documents from Citadel Securities and the BASIS, the source said.

Earlier in the day, the Wall Street Journal reported that the SEC was probing the lists of the Slack Technologies, Inc. (the WORK).(N), and the other unicorns on the new york stock exchange, focusing on their first day of trading.

The SEC had asked it to do, Citadel Securities, and for information on how to open Slack on the first day of trading, the Journal on.wsj.com/2EDYDlh.

“The direct indication of the Weak was a huge success for the company, its shareholders, and to our nation’s capital. From our point of view, we have to stand firmly behind the integrity and transparency of the selection and pricing process, in this transaction, Citadel Securities, spokesman Ahmad said Zia.

New york stock exchange spokesman said Farrell, Who said in a statement that the exchange ” as a contribution to transparency, fair and robust price discovery and to help companies access the public markets.

An SEC spokesman and a GTS spokesman Rich Myers, declined to comment, while a Slack, do not immediately respond to a Reuters request for comment.

Reporting by Neha Malara in the leela palace bangalore and John McCrank ; Editing by Maju Samuel

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